Symptomless
transmission makes the coronavirus far harder to fight. But health officials
dismissed the risk for months, pushing misleading and contradictory claims in
the face of mounting evidence.
By
Matt Apuzzo, Selam Gebrekidan and David D. Kirkpatrick
June
27, 2020
MUNICH — Dr. Camilla
Rothe was about to leave for dinner when the government laboratory called with
the surprising test result. Positive. It was Jan. 27. She had just discovered
Germany’s first case of the new coronavirus. But the diagnosis made
no sense. Her patient, a businessman from a nearby auto parts company, could
have been infected by only one person: a colleague visiting from China. And
that colleague should not have been contagious.
The visitor had seemed
perfectly healthy during her stay in Germany. No coughing or sneezing, no signs
of fatigue or fever during two days of long meetings. She told colleagues that
she had started feeling ill after the flight back to China. Days later, she
tested positive for the coronavirus.
Scientists at the time
believed that only people with symptoms could spread the coronavirus. They
assumed it acted like its genetic cousin, SARS. “People who know much more about coronaviruses
than I do were absolutely sure,” recalled Dr. Rothe, an infectious disease
specialist at Munich University Hospital.
But if the experts
were wrong, if the virus could spread from seemingly healthy carriers or people
who had not yet developed symptoms, the ramifications were potentially
catastrophic. Public-awareness campaigns, airport screening and
stay-home-if-you’re sick policies might not stop it. More aggressive measures
might be required — ordering healthy people to wear masks, for instance, or
restricting international travel.
Dr. Rothe and her
colleagues were among the first to warn the world. But even as evidence
accumulated from other scientists, leading health officials expressed
unwavering confidence that symptomless spreading was not important.
In the days and weeks
to come, politicians, public health officials and rival academics disparaged or
ignored the Munich team. Some actively worked to undermine the warnings at a
crucial moment, as the disease was spreading unnoticed in French churches, Italian soccer stadiums and
Austrian ski bars. A cruise ship, the Diamond Princess, would become a deadly
harbinger of symptomless spreading.
Interviews with
doctors and public health officials in more than a dozen countries show that
for two crucial months — and in the face of mounting genetic evidence — Western
health officials and political leaders played down or denied the risk of
symptomless spreading. Leading health agencies including the World Health
Organization and the European Center for Disease Prevention and Control
provided contradictory and sometimes misleading advice. A crucial public health
discussion devolved into a semantic debate over what to call infected people
without clear symptoms.
The two-month delay
was a product of faulty scientific assumptions, academic rivalries and, perhaps
most important, a reluctance to accept that containing the virus would take
drastic measures. The resistance to emerging evidence was one part of the
world’s sluggish response to the virus.
It is impossible to
calculate the human toll of that delay, but models suggest that earlier,
aggressive action might have saved tens of thousands of lives. Countries like
Singapore and Australia, which used testing and contact-tracing and moved
swiftly to quarantine seemingly healthy travelers, fared far better than those
It is now widely
accepted that seemingly healthy people can spread the virus, though uncertainty
remains over how much they have contributed to the pandemic. Though estimates
vary, models using data from Hong
Kong, Singapore and China suggest that 30 to 60
percent of spreading occurs when people have no symptoms.
“This was, I think, a very simple truth,” Dr.
Rothe said. “I was surprised that it would cause such a storm. I can’t explain
it.”
Even now, with more
than 9 million cases around the world, and a
death toll approaching 500,000, Covid-19 remains an unsolved riddle.
It is too soon to know whether the worst has passed, or if a second global wave
of infections is about to crash down. But it is clear that an array of
countries, from secretive regimes to overconfident democracies, have fumbled
their response, misjudged the virus and ignored their own emergency plans. It is also painfully
clear that time was a critical commodity in curbing the virus — and that too
much of it was wasted.
‘She Was Not Ill’
On the night of
Germany’s first positive test, the virus had seemed far away. Fewer than 100
fatalities had been reported worldwide. Italy, which would become Europe’s
ground zero, would not record its first cases for another three days. A few reports out of China
had already suggested the possibility of symptomless spreading. But nobody had
proved it could happen. That night, Dr. Rothe
tapped out an email to a few dozen doctors and public health officials. “Infections can
actually be transmitted during the incubation period,” she wrote. Three more employees
from the auto parts company, Webasto, tested positive the following day. Their
symptoms were so mild that, normally, it’s likely that none would have been
flagged for testing, or have thought to stay at home.
Dr. Rothe decided she
had to sound the alarm. Her boss, Dr. Michael Hoelscher, dashed off an email to
The New England Journal of Medicine. “We believe that this observation is of
utmost importance,” he wrote.
Editors responded
immediately. How soon could they see the paper? The next morning, Jan. 30,
public health officials interviewed the Chinese businesswoman by phone.
Hospitalized in Shanghai, she explained that she’d started feeling sick on the
flight home. Looking back, maybe she’d had some mild aches or fatigue, but she
had chalked them up to a long day of travel.
“From her perspective,
she was not ill,” said Nadine Schian, a Webasto spokeswoman who was on the
call. “She said, ‘OK, I felt tired. But I’ve been in Germany a lot of times
before and I always have jet lag.’”
When the health
officials described the call, Dr. Rothe and Dr. Hoelscher quickly finished and
submitted their article. Dr. Rothe did not talk to the patient herself but said
she relied on the health authority summary.
Within hours, it
was online. It was a modest clinical observation at a key time. Just
days earlier, the World Health Organization had said it needed more information
about this very topic.
What the authors did
not know, however, was that in a suburb 20 minutes away, another group of
doctors had also been rushing to publish a report. Neither knew what the other
was working on, a seemingly small academic rift that would have global
implications.
Academic Hairsplitting
The second group was
made up of officials with the Bavarian health authority and Germany’s national
health agency, known as the Robert Koch Institute. Inside a suburban office,
doctors unfurled mural paper and traced infection routes using colored pens. Their team, led by the
Bavarian epidemiologist Dr. Merle Böhmer, submitted an article to The Lancet,
another premier medical journal. But the Munich hospital group had scooped them
by three hours. Dr. Böhmer said her team’s article, which went unpublished as a
result, had reached similar conclusions but worded them slightly differently.
Dr. Rothe had written
that patients appeared to be contagious before the onset of any
symptoms. The government team had written that patients appeared to be
contagious before the onset of full symptoms — at a time when symptoms
were so mild that people might not even recognize them. The Chinese woman, for
example, had woken up in the middle of the night feeling jet-lagged. Wanting to
be sharp for her meetings, she took a Chinese medicine called 999 — containing
the equivalent of a Tylenol tablet — and went back to bed.
Perhaps that had
masked a mild fever? Perhaps her jet lag was actually fatigue? She had reached
for a shawl during a meeting. Maybe that was a sign of chills?
After two lengthy
phone calls with the woman, doctors at the Robert Koch Institute were convinced
that she had simply failed to recognize her symptoms. They wrote to the editor
of The New England Journal of Medicine, casting doubt on Dr. Rothe’s findings. Editors there decided
that the dispute amounted to hairsplitting. If it took a lengthy interview to
identify symptoms, how could anyone be expected to do it in the real world?
“The question was
whether she had something consistent with Covid-19 or that anyone would have
recognized at the time was Covid-19,” said Dr. Eric Rubin, the journal’s
editor. “The answer seemed to
be no.”
The journal did not
publish the letter. But that would not be the end of it.
That weekend, Andreas
Zapf, the head of the Bavarian health authority, called Dr. Hoelscher of the
Munich clinic. “Look, the people in Berlin are very angry about your
publication,” Dr. Zapf said, according to Dr. Hoelscher. He suggested changing
the wording of Dr. Rothe’s report and replacing her name with those of members
of the government task force, Dr. Hoelscher said. He refused. The health agency
would not discuss the phone call. Until then, Dr.
Hoelscher said, their report had seemed straightforward. Now it was clear:
“Politically, this was a major, major issue.”
‘A Complete Tsunami’
On Monday, Feb. 3, the
journal Science published an article calling Dr. Rothe’s report “flawed.”
Science reported that the Robert Koch Institute had written to the New England
Journal to dispute her findings and correct an error. The Robert Koch
Institute declined repeated interview requests over several weeks and did not
answer written questions. Dr. Rothe’s report
quickly became a symbol of rushed research. Scientists said she should have
talked to the Chinese patient herself before publishing, and that the omission
had undermined her team’s work. On Twitter, she and her colleagues were
disparaged by scientists and armchair experts alike.
“It broke over us like
a complete tsunami,” Dr. Hoelscher said. The controversy also
overshadowed another crucial development out of Munich.
The next morning, Dr.
Clemens-Martin Wendtner made a startling announcement. Dr. Wendtner was
overseeing treatment of Munich’s Covid-19 patients — there were eight now — and
had taken swabs from each.
He discovered the
virus in the nose and throat at much higher levels, and far earlier, than had
been observed in SARS patients. That meant it probably could spread before
people knew they were sick. But the Science story
drowned that news out. If Dr. Rothe’s paper had implied that governments might
need to do more against Covid-19, the pushback from the Robert Koch Institute
was an implicit defense of the conventional thinking.
Sweden’s public health
agency declared that Dr. Rothe’s report had contained major errors. The
agency’s website said, unequivocally, that “there is no evidence that people
are infectious during the incubation period” — an assertion that would remain
online in some form for months.
French health
officials, too, left no room for debate: “A person is contagious only when
symptoms appear,” a government flyer read. “No symptoms = no risk
of being contagious.” As Dr. Rothe and Dr.
Hoelscher reeled from the criticism, Japanese doctors were preparing to board
the Diamond Princess cruise ship. A former passenger had tested positive for
coronavirus. Yet on the ship,
parties continued. The infected passenger had been off the ship for days, after
all. And he hadn’t reported symptoms while onboard.
A Semantic Debate
Immediately after Dr.
Rothe’s report, the World Health Organization had noted that patients might
transmit the virus before showing symptoms. But the organization also
underscored a point that it continues to make: Patients with symptoms are the
main drivers of the epidemic. Once the Science paper
was published, however, the organization waded directly into the debate on Dr.
Rothe’s work. On Tuesday, Feb. 4, Dr. Sylvie Briand, the agency’s chief of
infectious disease preparedness, tweeted a link to the Science paper, calling
Dr. Rothe’s report flawed.
With that tweet, the
W.H.O. focused on a semantic distinction that would cloud discussion for
months: Was the patient asymptomatic, meaning she would never show symptoms? Or
pre-symptomatic, meaning she became sick later? Or, even more confusing,
oligo-symptomatic, meaning that she had symptoms so mild that she didn’t
recognize them? To some doctors, the
focus on these arcane distinctions felt like whistling in the graveyard. A
person who feels healthy has no way to know that she is carrying a virus or is
about to become sick. Airport temperature checks will not catch these people.
Neither will asking them about their symptoms or telling them to stay home when
they feel ill.
The W.H.O. later said
that the tweet had not been intended as a criticism. One group paid little
attention to this brewing debate: the Munich-area doctors working to contain
the cluster at the auto parts company. They spoke daily with potentially sick
people, monitoring their symptoms and tracking their contacts. “For us, it was pretty soon clear that this
disease can be transmitted before symptoms,” said Dr. Monika Wirth, who tracked
contacts in the nearby county of Fürstenfeldbruck. Dr. Rothe, though, was
shaken. She could not understand why much of the scientific establishment
seemed eager to play down the risk. “All you need is a
pair of eyes,” she said. “You don’t need rocket-science virology.” But she remained
confident. “We will be proven
right,” she told Dr. Hoelscher.
That night, Dr. Rothe
received an email from Dr. Michael Libman, an infectious-disease specialist in
Montreal. He thought that criticism of the paper amounted to semantics. Her
paper had convinced him of something: “The disease will most likely eventually
spread around the world.”
Political Paralysis
On Feb. 4, Britain’s emergency
scientific committee met and, while its experts did not rule out the
possibility of symptomless transmission, nobody put much stock in Dr. Rothe’s
paper. “It was very much a hearsay study,” said Wendy
Barclay, a virologist and member of the committee, known as the Scientific
Advisory Group for Emergencies. “In the absence of real robust epidemiology and
tracing, it isn’t obvious until you see the data.”
The data would soon
arrive, and from an unexpected source. Dr. Böhmer, from the Bavarian health
team, received a startling phone call in the second week of February. Virologists had
discovered a subtle genetic mutation in the infections of two patients from the
Munich cluster. They had crossed paths for the briefest of moments, one passing
a saltshaker to the other in the company cafeteria, when neither had symptoms.
Their shared mutation made it clear that one had infected the other. Dr. Böhmer had been
skeptical of symptomless spreading. But now, there was no doubt: “It can only be
explained with pre-symptomatic transmission,” Dr. Böhmer said.
Now it was Dr. Böhmer
who sounded the alarm. She said she promptly shared the finding, and its
significance, with the W.H.O. and the European Center for Disease Prevention
and Control. Neither organization
included the discovery in its regular reports. A week after receiving
Dr. Böhmer’s information, European health officials were still declaring: “We
are still unsure whether mild or asymptomatic cases can transmit the virus.”
There was no mention of the genetic evidence.
W.H.O. officials say
the genetic discovery informed their thinking, but they made no announcement of
it. European health officials say the German information was one early piece of
an emerging picture that they were still piecing together. The doctors in Munich
were increasingly frustrated and confused by the World Health Organization.
First, the group wrongly credited the Chinese government with alerting the
German authorities to the first infection. Government officials and doctors say
the auto parts company itself sounded the alarm. Then, the World Health
Organization’s emergency director, Dr. Michael Ryan, said on Feb. 27 that the
significance of symptomless spreading was becoming a myth. And Dr. Maria Van
Kerkhove, the organization’s technical lead on coronavirus response, suggested
it was nothing to worry about. “It’s rare but
possible,” she said. “It’s very rare.”
The agency still
maintains that people who cough or sneeze are more contagious than people who
don’t. But there is no scientific consensus on how significant this difference
is or how it affects the spread of virus.
And so, with evidence
mounting, the Munich team could not understand how the W.H.O. could be so sure
that symptomless spreading was insignificant. “At this point, for us
it was clear,” said Dr. Wendtner, the senior doctor overseeing treatment of the
Covid-19 patients. “This was a misleading statement by the W.HO.”
‘If This Is True, We’re in Trouble’
The Munich cluster was
not the only warning.
The Chinese health
authorities had explicitly cautioned that patients were contagious before
showing symptoms. A Japanese bus driver was infected while transporting
seemingly healthy tourists from Wuhan. And by the middle of
February, 355 people aboard the Diamond Princess cruise ship had tested
positive. About a third of the infected passengers and staff had no symptoms. But public health
officials saw danger in promoting the risk of silent spreaders. If quarantining
sick people and tracing their contacts could not reliably contain the disease,
governments might abandon those efforts altogether. In Sweden and Britain,
for example, discussion swirled about enduring the epidemic until the
population obtained “herd immunity.” Public health officials worried that might
lead to overwhelmed hospitals and needless deaths.
Plus, preventing
silent spreading required aggressive, widespread testing that was then
impossible for most countries. “It’s not like we had some easy alternative,”
said Dr. Libman, the Canadian doctor. “The message was basically: ‘If this is
true, we’re in trouble.’” European health
officials say they were reluctant to acknowledge silent spreading because the
evidence was trickling in and the consequences of a false alarm would have been
severe. “These reports are seen everywhere, all over the world,” said Dr. Josep
Jansa, a senior European Union health official. “Whatever we put out, there’s
no way back.” Looking back, health
officials should have said that, yes, symptomless spreading was happening and
they did not understand how prevalent it was, said Dr. Agoritsa Baka, a senior
European Union doctor. But doing that, she
said, would have amounted to an implicit warning to countries: What you’re
doing might not be enough.
‘Stop Buying Masks!’
While public health
officials hesitated, some doctors acted. At a conference in Seattle in
mid-February, Jeffrey Shaman, a Columbia University professor, said his
research suggested that Covid-19’s rapid spread could only be
explained if there were infectious patients with unremarkable symptoms or no
symptoms at all. In the audience that
day was Steven Chu, the Nobel-winning physicist and former U.S. energy
secretary. “If left to its own devices, this disease will spread through the
whole population,” he remembers Professor Shaman warning.
Afterward, Dr. Chu
began insisting that healthy colleagues at his Stanford University laboratory
wear masks. Doctors in Cambridge, England, concluded that asymptomatic transmission
was a big source of infection and advised local health workers and patients to
wear masks, well before the British government acknowledged the risk of silent
spreaders.
The American
authorities, faced with a shortage, actively discouraged the public from buying
masks. “Seriously people — STOP BUYING MASKS!” Surgeon General Jerome M. Adams
tweeted on Feb. 29. By early March, while
the World Health Organization continued pressing the case that symptom-free
transmission was rare, science was breaking in the other direction. Researchers in Hong
Kong estimated that 44 percent of Covid-19
transmission occurred before symptoms began, an estimate that was in line with a
British study that put that number as high as 50 percent.
The Hong Kong study concluded
that people became infectious about two days before their illness emerged, with
a peak on their first day of symptoms. By the time patients felt the first
headache or scratch in the throat, they might have been spreading the disease
for days. In Belgium, doctors
saw that math in action, as Covid-19 tore through nursing homes, killing nearly
5,000 people. “We thought that by
monitoring symptoms and asking sick people to stay at home, we would be able to
manage the spread,” said Steven Van Gucht, the head of Belgium’s Covid-19 scientific
committee. “It came in through people with hardly any symptoms.” More than 700 people
aboard the Diamond Princess were sickened. Fourteen died. Researchers estimate that most of the infection occurred
early on, while seemingly healthy passengers socialized and partied. Government scientists
in Britain concluded in late April that 5 to 6 percent of
symptomless health care workers were infected and might have been be spreading
the virus.
In Munich, Dr.
Hoelscher has asked himself many times whether things would have been different
if world leaders had taken the issue seriously earlier. He compared their
response to a rabbit stumbling upon a poisonous snake. “We were watching that
snake and were somehow paralyzed,” he said.
Acceptance. Or Not.
As the research
coalesced in March, European health officials were convinced. “OK, this is
really a big issue,” Dr. Baka recalled thinking. “It plays a big role in the
transmission.” By the end of the month, the U.S. Centers for Disease Control
announced it was rethinking its policy on masks. It concluded that up to 25
percent of patients might have no symptoms. Since then, the C.D.C.,
governments around the world and, finally, the World Health Organization have
recommended that people wear masks in public.
Still, the W.H.O. is
sending confusing signals. Earlier this month, Dr. Van Kerkhove, the technical
lead, repeated that transmission from asymptomatic patients was “very rare.”
After an outcry from doctors, the agency said there had been a
misunderstanding.
“In all honesty, we
don’t have a clear picture on this yet,” Dr. Van Kerkhove said. She said she
had been referring to a few studies showing limited transmission from
asymptomatic patients.
Recent internet ads
confused the matter even more. A Google search in mid-June for studies on
asymptomatic transmission returned a W.H.O. advertisement titled: “People With
No Symptoms — Rarely Spread Coronavirus.” Clicking on the link, however,
offered a much more nuanced picture: “Some reports have indicated that people
with no symptoms can transmit the virus. It is not yet known how often it
happens.”
After The Times asked
about those discrepancies, the organization removed the advertisements.
Back in Munich, there
is little doubt left. Dr. Böhmer, the Bavarian government doctor, published a study in The Lancet last month that relied on
extensive interviews and genetic information to methodically track every case
in the cluster. In the months after Dr. Rothe swabbed her first patient, 16
infected people were identified and caught early. All survived. Aggressive
testing and flawless contact-tracing contained the spread. Dr. Böhmer’s study
found “substantial” transmission from people with no symptoms or exceptionally
mild, nonspecific symptoms.
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